Leon
Trotsky: Literature
and Revolution
Extracts,
July 29, 1924
[Leon
Trotsky on Literature and Art, New York ²1972, p.29-62]
The
Social Roots and the Social Function of Literature
The
quarrels about "pure art" and about art with a tendency
took place between the liberals and the "populists." They
do not become us. Materialistic dialectics are above this; from the
point of view of an objective historical process, art is always a
social servant and historically utilitarian. It finds the necessary
rhythm of words for dark and vague moods, it brings thought and
feeling closer or contrasts them with one another, it enriches the
spiritual experience of the individual and of the community, it
refines feeling, makes it more flexible, more responsive, it enlarges
the volume of thought in advance and not through the personal method
of accumulated experience, it educates the individual, the social
group, the class and the nation. And this it does quite independently
of whether it appears in a given case under the flag of a "pure"
or of a frankly tendentious art.
In
our Russian social development tendentiousness was the banner of the
intelligentsia which sought contact with the people. The helpless
intelligentsia, crushed by czarism and deprived of a cultural
environment, sought support in the lower strata of society and tried
to prove to the "people" that it was thinking only of them,
living only for them and that It loved them "terribly."
And' just as the "populists" who went to the people were
ready to do without clean linen and without a comb and without a
toothbrush, so the intelligentsia was ready to sacrifice the
"subtleties" of form in its art, in order to give the most
direct and spontaneous expression to the sufferings and hopes of the
oppressed. On the other hand, "pure" art was the banner of
the rising bourgeoisie, which could not openly declare its bourgeois
character, and which at the same time tried to keep the
intelligentsia in its service.
The
Marxist point of view is far removed from these tendencies, which
were historically necessary, but which have become historically
passe. Keeping on the plane of scientific investigation, Marxism
seeks with the same assurance the social roots of the "pure"
as well as of the tendentious art It does not at all "incriminate"
a poet with the thoughts and feelings which he expresses, but raises
questions of a much more profound significance, namely, to which
order of feelings does a given artistic work correspond in all its
peculiarities? What are the social conditions of these thoughts and
feelings? What place do they occupy in the historic development of a
society and of a class? And, further, what literary heritage has
entered into the elaboration of the new form? Under the influence of
what historic impulse have the new complexes of feelings and thoughts
broken through the shell which divides them from the sphere of poetic
consciousness? The investigation may become complicated, detailed or
individualized, but its fundamental idea will be that of the
subsidiary role which art plays in the social process.
Each
class has its own policy in art, that is, a system of presenting
demands on art, which changes with time; for instance, the
Maecenas-like protection of court and grand seigneur, the automatic
relationship of supply and demand which is supplemented by complex
methods of influencing the individual, and so forth, and so on. The
social and even the personal dependence of art was not concealed, but
was openly announced as long as art retained its court character. The
wider, more popular, anonymous character of the rising bourgeoisie
led, on the whole, to the theory of "pure art," though
there were many deviations from this theory. As indicated above, the
tendentious literature of the "populist" intelligentsia was
imbued with a class interest; the intelligentsia could not strengthen
itself and could not conquer for itself a right to play a part in
history without the support of the people. But in the revolutionary
struggle, the class egotism of the intelligentsia was turned inside
out, and in its left wing, it assumed the form of highest
self-sacrifice. That is why the intelligentsia not only did not
conceal art with a tendency, but proclaimed it, thus sacrificing art,
just as it sacrificed many other things.
Our
Marxist conception of the objective social dependence and social
utility of art, when translated into the language of politics, does
not at all mean a desire to dominate art by means of decrees and
orders. It is not true that we regard only that art as new and
revolutionary which speaks of the worker, and it is nonsense to say
that we demand that the poets should describe inevitably a factory
chimney, or the uprising against capital! Of course the new art
cannot but place the struggle of the proletariat in the center of its
attention. But the plow of the new art is not limited to numbered
strips. On the contrary, it must plow the entire field in all
directions. Personal lyrics of the very smallest scope have an
absolute right to exist within the new art Moreover, the new man
cannot be formed without a new lyric poetry. But to create it, the
poet himself must feel the world in a new way. If Christ alone or
Sabaoth himself bends over the poet's embraces (as in the case of
Akhmatova, Tsvetaeva, Shkapskaya and others), then this only goes to
prove how much behind the times his lyrics are and how socially and
aesthetically inadequate they are for the new man. Even where such
terminology is not a survival of experience so much as of words, it
shows psychologic inertia and therefore stands in contradiction to
the consciousness of the new man.
No
one is going to prescribe themes to a poet or intends to prescribe
them. Please write about anything you can think of! But allow the new
class which considers itself, and with reason, called upon to build a
new world, to say to you in any given case: It does not make new
poets of you to translate the philosophy of life of the seventeenth
century into the language of the acmeists. The form of art is, to a
certain and very large degree, independent, but the artist who
creates this form, and the spectator who is enjoying it, are not
empty machines, one for creating form and the other for appreciating
it. They are living people, with a crystallized psychology
representing a certain unity, even if not entirely harmonious. This
psychology is the result of social conditions. The creation and
perception of art forms is one of the functions of this psychology.
And no matter how wise the formalists
try
to be, their whole conception is simply based upon the fact that they
ignore the psychological unity of the social man, who creates and who
consumes what has been created.
The
proletariat has to have in art the expression of the new spiritual
point of view which is just beginning to be formulated within him,
and to which art must help him give form. This is not a state order,
but a historic demand. Its strength lies in the objectivity of
historic necessity. You cannot pass this by, nor escape its force. .…
Victor
Shklovsky, who flits lightly from verbal formalism to the most
subjective valuations, assumes a very uncompromising attitude towards
the historico-materialistic theory of art. In a booklet which he
published In Berlin, under the title of The
March of the Horse,
he formulates in the course of three small pages — brevity is a
fundamental and, at any rate, an undoubted merit of Shklovsky —
five (not four and not six, but five) exhaustive arguments against
the materialist conception of art. Let us examine these arguments,
because it won't harm us to take a look and see what kind of chaff is
handed out as the last word in scientific thought (with the greatest
variety of scientific references on these same three microscopic
pages).
"If
the environment and the relations of production," says
Shklovsky, "influenced art, then would not the themes of art be
tied to the places which would correspond to these relations? But
themes are homeless." Well, and how about butterflies? According
to Darwin, they also "correspond" to definite relations,
and yet they flit from place to place, just like an unweighted
litterateur.
It
is not easy to understand why Marxism should be supposed to condemn
themes to a condition of serfdom. The fact that different peoples and
different classes of the same people make use of the same themes
merely shows how limited the human imagination is, and how man tries
to maintain an economy of energy in every kind of creation, even in
the artistic. Every class tries to utilize, to the greatest possible
degree, the material and spiritual heritage of another class.
Shklovsky's
argument could be easily transferred into the field of productive
technique. From ancient times on, the wagon has been based on one and
the same theme, namely, axles, wheels, and a shaft. However, the
chariot of the Roman patrician was just as well adapted to his tastes
and needs as was the carriage of Count Orlov, fitted out with inner
comforts, to the tastes of this favorite of Catherine the Great. The
wagon of the Russian peasant is adapted to the needs of his
household, to the strength of his little horse, and to the
peculiarities of the country road. The automobile, which is
undoubtedly a product of the new technique, shows, nevertheless, the
same "theme," namely, four wheels on two axles. Yet every
time a peasant's horse shies in terror before the blinding lights of
an automobile on the Russian road at night, a conflict of two
cultures is reflected in the episode.
"If
environment expressed itself in novels," so runs the second
argument, "European science would not be breaking its head over
the question of where the stories of A Thousand and One Nights were
made, whether in Egypt, India, or Persia." To say that man's
environment, including the artist's, that is, the conditions of his
education and life, find expression in his art also, does not mean to
say that such expression has a precise geographic, ethnographic and
statistical character. It is not at all surprising that it is
difficult to decide whether certain novels were made in Egypt, India
or Persia, because the social conditions of these countries have much
in common. But the very fact that European science is "breaking
its head" trying to solve this question from these novels
themselves shows that these novels reflect an environment, even
though unevenly. No one can jump beyond himself. Even the ravings of
an insane person contain nothing that the sick man had not received
before from the outside world. But it would be an insanity of another
order to regard his ravings as the accurate reflection of an external
world. Only an experienced and thoughtful psychiatrist, who knows the
past of the patient, will be able to find the reflected and distorted
bits of reality in the contents of his ravings.
Artistic
creation, of course, is not a raving, though it is also a deflection,
a changing and a transformation of reality, in accordance with the
peculiar laws of art. However fantastic art may be, it cannot have at
its disposal any other material except that which is given to it by
the world of three dimensions and by the narrower world of class
society. Even when the artist creates heaven and hell, he merely
transforms the experience of his own life into his phantasmagorias,
almost to the point of his landlady's unpaid bill.
"If
the features of class and caste are deposited in art," continues
Shklovsky, "then how does it come that the various tales of the
Great Russians about their nobleman are the same as their fairy tales
about their priest?"
In
essence, this is merely a paraphrase of the first argument. Why
cannot the fairy tales about the nobleman and about the priest be the
same, and how does
this contradict
Marxism? The proclamations which are written
by well-known Marxists not infrequently speak of landlords,
capitalists, priests, generals and other exploiters. The landlord
undoubtedly differs from the capitalist, but there are cases when
they are considered under one head. Why, then, cannot folk art in
certain cases treat the nobleman and the priest together, as the
representatives of the classes which stand above the people and which
plunder them? In the cartoons of Moor and of Deni, the priest often
stands side by side with the landlord, without any damage to Marxism.
"If
ethnographic traits were reflected in art," Shklovsky goes on,
"the folklore about the peoples beyond the border would not be
interchangeable and could not be told by any one folk about another."
As
you see, there is no letting up here. Marxism does not maintain at
all that ethnographic traits have an independent character. On the
contrary, it emphasizes the all-determining significance of natural
and economic conditions in the formation of folklore. The similarity
of conditions in the development of the herding and agricultural and
primarily peasant peoples, and the similarity in the character of
their mutual influence upon one another, cannot but lead to the
creation of a similar folklore. And from the point of view of the
question that interests us here, it makes absolutely no difference
whether these homogeneous themes arose independently among different
peoples, as the reflection of a life experience which was homogeneous
in its fundamental traits and which was reflected through the
homogeneous prism of a peasant imagination, or whether the seeds of
these fairy tales were carried by a favorable wind from place to
place, striking root wherever the ground turned out to be favorable.
It is very likely that, in reality, these methods were combined.
And
finally, as a separate argument — "The reason (Marxism) is
incorrect in the fifth place" — Shklovsky points to the theme
of abduction which goes through Greek comedy and reaches Ostrovsky.
In other words, our critic repeats, in a special form, his very first
argument (as we see, even insofar as formal logic is concerned, all
is not well with our formalist). Yes, themes migrate from people to
people, from class to class, and even from author to author. This
means only that the human imagination is economical. A new class does
not begin to create all of culture from the beginning, but enters
into possession of the past, assorts it, touches it up, rearranges
it, and builds on it further. If there were no such utilization of
the "secondhand" wardrobe of the ages, historic processes
would have no progress at all. If the theme of Ostrovsky's drama came
to him through the Egyptians and through Greece, then the paper on
which Ostrovsky developed his theme came to him as a development of
the Egyptian papyrus through the Greek parchment. Let us take another
and closer analogy: the fact that the critical methods of the Greek
Sophists, who were the pure formalists of their day, have penetrated
the theoretic consciousness of Shklovsky, does not in the least
change the fact that Shklovsky himself is a very picturesque product
of a definite social environment and of a definite age.
Shklovsky's
destruction of Marxism in five points reminds us very much of those
articles which were published against Darwinism in the magazine The
Orthodox Review
in the good old days. If the doctrine of the origin of man from the
monkey were true, wrote the learned Bishop Nikanor of Odessa thirty
or forty years ago, then our grandfathers would have had distinct
signs of a tail, or would have noticed such a characteristic in their
grandfathers and grandmothers. Second, as everybody knows, monkeys
can only give birth to monkeys.
… Fifth,
Darwinism is incorrect, because it contradicts formalism — I beg
your pardon, I meant to say, the formal decisions of the universal
church conferences. The advantage of the learned monk consisted,
however, in the fact that he was a frank passéist and took his cue
from the Apostle Paul and not from physics, chemistry or mathematics,
as the futurist Shklovsky does.
It
is unquestionably true that the need for art is not created by
economic conditions. But neither is the need for food created by
economics. On the contrary, the need for food and warmth creates
economics. It is very true that one cannot always go by the
principles of Marxism
in deciding whether to reject or to accept u work of art. A work of
art should, in the first place, be judged by its own law, that is, by
the law of art. But Marxism alone can explain why and how a given
tendency in art has originated in a given period of history; in other
words, who it was who made a demand for such an artistic form and not
for another, and why.
It
would be childish to think that every class can entirely and fully
create its own art from within itself, and, particularly, that the
proletariat is capable of creating a new art by means of closed art
guilds or circles, or by the Organization for Proletarian Culture,
etc. Generally speaking, the artistic work of man is continuous. Each
new rising class places itself on the shoulders of its preceding one.
But this continuity is dialectic, that is, it finds itself by means
of internal repulsions and breaks. New artistic needs or demands for
new literary and artistic points of view are stimulated by economics,
through the development of a new class, and minor stimuli are
supplied by changes in the position of the class, under the influence
of the growth of its wealth and cultural power.
Artistic
creation is always a complicated turning inside out of old forms,
under the influence of new stimuli which originate outside of art. In
this large sense of the word, art is a handmaiden. It is not a
disembodied element feeding on itself, but a function of social man
indissolubly tied to his life and environment. And how characteristic
it is — if one were to reduce every social superstition to its
absurdity — that Shklovsky has come to the idea of art's absolute
independence from the social environment at a period of Russian
history when art has revealed with such utter frankness its
spiritual, environmental and material dependence upon definite social
classes, sub-classes and groups!
Materialism
does not deny the significance of the element of form, rather in
logic, jurisprudence or art. Just as a system of jurisprudence can
and must be judged by its internal logic and consistency, so art can
and must be judged from the point of view of its achievements in
form, because there can be no art without them. However, a juridical
theory which attempted to establish the independence of law from
social conditions would be defective at its very base. Its moving
force lies in economics — in class contradictions. The law gives
only a formal and an internally harmonized expression of these
phenomena, not of their individual peculiarities, but of their
general character, that is, of the elements that are repetitive and
permanent in them. We can see now with a clarity which is rare in
history how new law is made. It is not done by logical deduction, but
by empirical measurement and by adjustment to the economic needs of
the new ruling class.
Literature,
whose methods and processes have their roots far back in the most
distant past and represent the accumulated experience of verbal
craftsmanship, expresses the thoughts, feelings, moods, points of
view and hopes of the new epoch and of its new class. One cannot jump
beyond this. And there is no need of making the jump, at least, for
those who are not serving an epoch already past nor a class which has
already outlived itself.
The
methods of formal analysis are necessary, but insufficient. You may
count up the alliterations in popular proverbs, classify metaphors,
count up the number of vowels and consonants in a wedding song. It
will undoubtedly enrich our knowledge of folk art, in one way or
another; but if you don't know the peasant system of sowing, and the
life that is based on it, if you don't know the part the scythe
plays, and if you have not mastered the meaning of the church
calendar to the peasant, of the time when the peasant marries, or
when the peasant women give birth, you will have only understood the
outer shell of folk art, but the kernel will not have been reached.
The
architectural scheme of the Cologne cathedral can be established by
measuring the base and the height of its arches, by determining the
three dimensions of its naves, the dimensions and the placement of
the columns, etc. But without knowing what a medieval city was like,
what a guild was, or what was the Catholic Church of the Middle Ages,
the Cologne cathedral will never be understood. The effort to set art
free from life, to declare it a craft sufficient unto itself,
devitalizes and kills art. The very need of such an operation is an
unmistakable symptom of intellectual decline.
The
analogy with the theological arguments against Darwinism which was
made above may appear to the reader external and anecdotal. That may
be true, to some extent. But a much deeper connection exists. The
formalist theory inevitably reminds a Marxist who has done any
reading at all of the familiar tunes of a very old philosophic
melody. The jurists and the moralists (to recall at random the German
Stammler, and our own subjectivist Mikhailovsky) tried to prove that
morality and law could not be determined by economics, because
economic life was unthinkable outside of juridical and ethical norms.
True, the formalists of law and morals did not go so far as to assert
the complete independence of law and ethics from economics. They
recognized a certain complex mutual relationship of "factors,"
and these "factors," while influencing one another,
retained the qualities of independent substances, coming no one knew
whence. The assertion of complete independence of the aesthetic
"factor" from the influence of social conditions, as is
made by Shklovsky, is an instance of specific hyperbole whose roots,
by the way, lie in social conditions too; it is the megalomania of
aesthetics turning our hard reality on its head. Apart from this
peculiarity, the constructions of the formalists have the same kind
of defective methodology that every other kind of idealism has.
To
a materialist, religion, law, morals and art represent separate
aspects of one and the same process of social development. Though
they differentiate themselves from their industrial basis, become
complex, strengthen and develop their special characteristics in
detail, politics, religion, law, ethics and aesthetics remain,
nonetheless, functions of social man and obey the laws of his social
organization. The idealist, on the other hand, does not see a unified
process of historic development which evolves the necessary organs
and functions from within itself, but a crossing or combining and
interacting of certain independent principles — the religious,
political, juridical, aesthetic and ethical substances, which find
their origin and explanation in themselves.
The
(dialectic) idealism of Hegel arranges these substances (which are
the eternal categories) in some sequence by reducing them to a
genetic unity. Regardless of the fact that this unity with Hegel is
the absolute spirit, which divides itself in the process of its
dialectic manifestation into various "factors," Hegel's
system, because of its dialectic character, not because of its
idealism, gives an idea of historic reality which is just as good as
the idea of a man's hand that a glove gives when turned inside out.
But
the formalists (and their greatest genius was Kant) do not look at
the dynamics of development, but at a cross section of it, on the day
and at the hour of their own philosophic revelation. At the crossing
of the line they reveal the complexity and multiplicity of the object
(not of the process, because they do not think of processes). This
complexity they analyze and classify. They give names to the
elements, which are at once transformed into essences, into
sub-absolutes, without father or mother; to wit, religion, politics,
morals, law, art. Here we no longer have a glove of history turned
inside out, but the skin torn from the separate fingers, dried out to
a degree of complete abstraction, and this hand of history turns out
to be the product of the "interaction" of the thumb, the
index, the middle finger, and all the other "factors." The
aesthetic "factor" is the little finger, the smallest, but
not the least beloved.
In
biology, vitalism is a variation of the same fetish of presenting the
separate aspects of the world process, without understanding its
inner relation. A creator is all that is lacking for a super social,
absolute morality or aesthetics, or for a super-physical absolute
"vital force." The multiplicity of independent factors,
"factors" without beginning or end, is nothing but a masked
polytheism. Just as Kantian idealism represents historically a
translation of Christianity into the language of rationalistic
philosophy, so all the varieties of idealistic formalization, either
openly or secretly, lead to a god, as the cause of all causes. In
comparison with the oligarchy of a dozen sub-absolutes of the
idealistic philosophy, a single personal creator is already an
element of order. Herein lies the deeper connection between the
formalist refutations of Marxism and the theological refutations of
Darwinism.
The
formalist school represents an abortive idealism applied to the
question of art. The formalists show a fast ripening religiousness.
They are followers of St. John. They believe that "in the
beginning was the Word." But we believe that in the beginning
was the deed. The word followed, as its phonetic shadow.
What
Is Proletarian Culture, and Is It Possible?
Every
ruling class creates its own culture, and consequently, its own art.
History has known the slave-owning cultures of the East and of
classic antiquity, the feudal culture of medieval Europe and the
bourgeois culture which now rules the world. It would follow from
this that the proletariat has also to create its own culture and its
own art.
The
question, however, is not as simple as it seems at first glance.
Society in which slave owners were the ruling class, existed for many
and many centuries. The same is true of feudalism. Bourgeois culture,
if one were to count only from the time of its open and turbulent
manifestation, that is, from the period of the Renaissance, has
existed five centuries, but it did not reach its greatest flowering
until the nineteenth century, or, more correctly, the second half of
it. History shows that the formation of a new culture which centers
around a ruling class demands considerable time and reaches
completion only at the period preceding the political decadence of
that class.
Will
the proletariat have enough time to create a "proletarian"
culture? In contrast to the regime of the slave owners and of the
feudal lords and of the bourgeoisie, the proletariat regards its
dictatorship as a brief period of transition. When we wish to
denounce the all-too-optimistic views about the transition to
socialism, we point out that the period of the social revolution, on
a world scale, will last not months and not years, but decades —
decades, but not centuries, and certainly not thousands of years. Can
the proletariat in this time create a new culture? It is legitimate
to doubt this, because the years of social revolution will be years
of fierce class struggles in which destruction will occupy more room
than new construction. At any rate the energy of the proletariat
itself will be spent mainly in conquering power, in retaining and
strengthening it and in applying it to the most urgent needs of
existence and of further struggle. The proletariat, however, will
reach its highest tension and the fullest manifestation of its class
character during this revolutionary period and it will be within such
narrow limits that the possibility of planful, cultural
reconstruction will be confined.
On
the other hand, as the new regime will be more and more protected
from political and military surprises and as the conditions for
cultural creation will become more favorable, the proletariat will be
more and more dissolved into a socialist community and will free
itself from its class characteristics and thus cease to be a
proletariat. In other words, there can be no question of the creation
of a new culture, that is, of construction on a large historic scale
during the period of dictatorship. The cultural reconstruction, which
will begin when the need of the iron clutch of a dictatorship
unparalleled in history will have disappeared, will not have a class
character. This seems to lead to the conclusion that there is no
proletarian culture and that there never will be any and in fact
there is no reason to regret this. The proletariat acquires power for
the purpose of doing away forever with class culture and to make way
for human culture. We frequently seem to forget this.
The
formless talk about proletarian culture, in antithesis to bourgeois
culture, feeds on the extremely uncritical identification of the
historic destinies of the proletariat with those of the bourgeoisie.
A shallow and purely liberal method of making analogies of historic
forms has nothing in common with Marxism. There is no real analogy
between the historic development of the bourgeoisie and of the
working class.
The
development of bourgeois culture began several centuries before the
bourgeoisie took into its own hands the power of the state by means
of a series of revolutions, Even when the bourgeoisie was a third
estate, almost deprived of its rights, it played a great and
continually growing part in all the fields of culture. This is
especially dear in the case of architecture. The Gothic churches were
not built suddenly, under the impulse of a religious inspiration. The
construction of the Cologne cathedral, its architecture and its
sculpture, sum up the architectural experience of mankind from the
time of the cave and combine the elements of this experience in a new
style which expresses the culture of its own epoch which is, in the
final analysis, the social structure and technique of this epoch. The
old pre-bourgeoisie of the guilds was the factual builder of the
Gothic. When it grew and waxed strong, that is, when it became
richer, the bourgeoisie passed through the Gothic stage consciously
and actively and created its own architectural style, not for the
church, however, but for its own palaces.
With
its basis on the Gothic, it turned to antiquity, especially to Roman
architecture and the Moorish, and applied all these to the conditions
and needs of the new city community, thus creating the Renaissance
{Italy at the end of the first quarter of the fifteenth century).
Specialists may count the elements which the Renaissance owes to
antiquity and those it owes to the Gothic and may argue as to which
side is the stronger. But the Renaissance only begins when the new
social class, already culturally satiated, feels itself strong enough
to come out from under the yoke of the Gothic arch, to look at Gothic
art and on all that preceded it as material for its own disposal, and
to use the technique of the past for its own artistic aims. This
refers also to all the other arts, but with this difference, that
because of their greater flexibility, that is, of their lesser
dependence upon utilitarian aims and materials, the "free"
arts do not reveal the dialectics of successive styles with such firm
logic as does architecture.
From
the time of the Renaissance and of the Reformation, which created
more favorable intellectual and political conditions for the
bourgeoisie in feudal society, to the time of the revolution which
transferred power to the bourgeoisie (in France), there passed three
or four centuries of growth in the material and intellectual force of
the bourgeoisie. The Great French Revolution and the wars which grew
out of it temporarily lowered the material level of culture. But
later the capitalist regime became established as the "natural"
and the "eternal."
Thus
the fundamental processes of the growth of bourgeois culture and of
its crystallization into style were determined by the characteristics
of the bourgeoisie as a possessing and exploiting class. The
bourgeoisie not only developed materially within feudal society,
entwining itself in various ways with the latter and attracting
wealth into its own hands, but it weaned the intelligentsia to its
side and created its cultural foundation (schools, universities,
academies, newspapers, magazines) long before it openly took
possession of the state. It is sufficient to remember that the German
bourgeoisie, with its incomparable technology, philosophy, science
and art, allowed the power of the state to lie in the hands of a
feudal bureaucratic class as late as 1918 and decided, or, more
correctly, was forced to take power into its own hands only when the
material foundations of German culture began to fall to pieces.
But
one may answer: It took thousands of years to create the slave-owning
art and only hundreds of years for the bourgeois art. Why, then,
could not proletarian art be created in tens of years? The technical
bases of life are not at all the same at present and therefore the
tempo is also different. This objection, which at first sight seems
convincing, in reality misses the crux of the question. Undoubtedly,
in the development of the new society, the time will come when
economics, cultural life and art will receive the greatest impulse
forward. At the present time we can only create fancies about their
tempo. In a society which will have thrown off the pinching and
stultifying worry about one’s daily bread, in which community
restaurants will prepare good, wholesome and tasteful food for all to
choose, in which communal laundries will wash dean everyone's good
linen, in which children, all the children, will be well-fed and
strong and gay, and in which they will absorb the fundamental
elements of science and art as they absorb albumen and air and the
warmth of the sun, in a society in which electricity and the radio
will not be the crafts they are today, but will come from
inexhaustible sources of superpower at the call of a central button,
in which there will be no "useless mouths," in which the
liberated egotism of man — a mighty force! — will be directed
wholly towards the understanding, the transformation and the
betterment of the universe — in such a society the dynamic
development of culture will be incomparable with anything that went
on in the past. But all this will come only after a climb, prolonged
and difficult, which is still ahead of us. And we are speaking only
about the period of the climb.
But
is not the present moment dynamic? It is in the highest degree. But
its dynamics is centered in politics. The war and the revolution were
dynamic, but very much at the expense of technology and culture. It
is true that the war has produced a long series of technical
inventions. But the poverty which it has produced has put off the
practical application of these inventions for a long time and with
this their possibility of revolutionizing life. This refers to radio,
to aviation, and to many mechanical discoveries.
On
the other hand, the revolution lays out the ground for a new society.
But it does so with the methods of the old society, with the class
struggle, with violence, destruction and annihilation. If the
proletarian revolution had not come, mankind would have been
strangled by its own contradictions. The revolution saved society and
culture, but by means of the most cruel surgery. All the active
forces are concentrated in politics and in the revolutionary
struggle, everything else is shoved back into the background and
everything which is a hindrance is cruelly trampled underfoot. In
this process, of course, there is an ebb and flow; military communism
gives place to the NEP, which, in its turn, passes through various
stages.
But
in its essence, the dictatorship of the proletariat is not an
organization for the production of the culture of a new society, but
a revolutionary and military system struggling for it. One must not
forget this. We think that the historian of the future will place the
culminating point of the old society on the second of August, 1914,
when the maddened power of bourgeois culture let loose upon the world
the blood and fire of an imperialistic war. The beginning of the new
history of mankind will be dated from November 7, 1917. The
fundamental stages of the development of mankind we think will be
established somewhat as follows: prehistoric "history" of
primitive mam; ancient history, whose rise was based on slavery; the
Middle Ages, based on serfdom; capitalism, with free wage
exploitation; and finally, socialist society, with, let us hope, its
painless transition to a stateless commune. At any rate, the twenty,
thirty, or fifty years of proletarian world revolution will go down
in history as the most difficult climb from one system to another,
but in no case as an independent epoch of proletarian culture.
At
present, in these years of respite, some illusions may arise in our
Soviet Republic as regards this. We have put the cultural questions
on the order of the day. By projecting our present-day problems into
the distant future, one can think himself through a long series of
years into proletarian culture. But no matter how important and
vitally necessary our culture-building may be, it is entirely
dominated by the approach of European and world revolution. We are,
as before, merely soldiers in a campaign. We are bivouacking for a
day. Our shirt has to be washed, our hair has to be cut and combed,
and, most important of all, the rifle has to be cleaned and oiled.
Our entire present-day economic and cultural work is nothing more
than a bringing of ourselves into order between two battles and two
campaigns. The principal battles are ahead and may be not so far off.
Our epoch is not yet an epoch of new culture, but only the entrance
to it. We must, first of all, take possession, politically, of the
most important elements of the old culture, to such an extent, at
least, as to be able to pave the way for a new culture.
This
becomes especially clear when one considers the problem as one
should, in its international character. The proletariat was, and
remains, a non-possessing class. This alone restricted it very much
from acquiring those elements of bourgeois culture which have entered
into the inventory of mankind forever. In a certain sense, one may
truly say that the proletariat also, at least the European
proletariat, had its epoch of reformation. This occurred in the
second half of the nineteenth century, when, without making an
attempt on the power of the state directly, it conquered for itself
under the bourgeois system more favorable legal conditions for
development
But,
in the first place, for this period of "reformation"
(parliamentarism and social reforms) which coincides mainly with the
period of the Second International history allowed the working class
approximately as many decades as it allowed the bourgeoisie
centuries. In the second place, the proletariat, during this
preparatory period, did not at all become a richer class and did not
concentrate in its hands material power. On the contrary, from a
social and cultural point of view, it became more and more
unfortunate. The bourgeoisie came into power fully armed with the
culture of its time. The proletariat, on the other hand, comes into
power fully armed only with the acute need of mastering culture. The
problem of a proletariat which has conquered power consists, first of
all, in taking into its own hands the apparatus of culture — the
industries, schools, publications, press, theaters, etc. — which
did not serve it before, and thus to open up the path of culture for
itself.
Our
task in Russia is complicated by the poverty of our entire cultural
tradition and by the material destruction wrought by the events of
the last decade. After the conquest of power and after almost six
years of struggle for its retention and consolidation, our
proletariat is forced to turn all its energies towards the creation
of the most elementary conditions of material existence and of
contact with the ABC of culture — ABC in the true and literal sense
of the word. It is not for nothing that we have put to ourselves the
task of having universal literacy in Russia by the tenth anniversary
of the Soviet regime.
Someone
may object that I take the concept of proletarian culture in too
broad a sense. That if there may not be a fully and entirely
developed proletarian culture, yet the working class may succeed in
putting its stamp upon culture before it is dissolved into a
communist society Such an objection must be registered first of all
as a serious retreat horn the position that there will be a
proletarian culture. It is not to be questioned but that the
proletariat, during the time of its dictatorship, will put its stamp
upon culture. However, this is a far cry from a proletarian culture
in the sense of a developed and completely harmonious system of
knowledge and of art in all material and spiritual fields of work.
For tens of millions of people for the first time in history to
master reading and writing and arithmetic is in itself a new cultural
fact of great importance. The essence of the new culture will be not
an aristocratic one for a privileged minority, but a mass culture, a
universal and popular one. Quantity will pass into quality; with the
growth of the quantity of culture will come a rise in its level and a
change in its character. But this process will develop only through a
series of historic stages. In the degree to which it is successful,
it will weaken the class character of the proletariat and in this way
it will wipe out the basis of a proletarian culture.
But
how about the upper strata of the working class? About its
intellectual vanguard? Can one not say that in these circles, narrow
though they are, a development of proletarian culture is already
taking place today? Have we not the Socialist Academy? Red
professors? Some are guilty of putting the question in this very
abstract way. The idea seems to be that it is possible to create a
proletarian culture by laboratory methods.
In
fact, the texture of culture is woven at the points where the
relationships and interactions of the intelligentsia of a class and
of the class itself meet. The bourgeois culture — the technical,
political, philosophical and artistic — was developed by the
interaction of the bourgeoisie and its inventors, leaders, thinkers
and poets. The reader created the writer and the writer created the
reader. This is true in an immeasurably greater degree of the
proletariat, because its economics and politics and culture can be
built only on the basis of the creative activity of the masses.
The
main task of the proletarian intelligentsia in the immediate future
is not the abstract formation of a new culture regardless of the
absence of a basis for it, but definite culture-bearing, that is, a
systematic, planful and, of course, critical imparting to the
backward masses of the essential elements of the culture which
already exists. It is impossible to create a class culture behind the
backs of a class. And to build culture in cooperation with the
working class and in close contact with its general historic rise,
one has to build socialism, even though in the rough. In this
process, the class characteristics of society will not become
stronger, but, on the contrary, will begin to dissolve and to
disappear in direct ratio to the success of the revolution. The
liberating significance of the dictatorship of the proletariat
consists in the fad that it is temporary — for a brief period only
— that it is a means of clearing the road and of laying the
foundations of a society without classes and of a culture based upon
solidarity.
In
order to explain the idea of a period of culture-bearing in the
development of the working class more concretely, let us consider the
historic succession not of classes, but of generations. Their
continuity is expressed in the fact that each one of them, given a
developing and not a decadent society, adds its treasure to the past
accumulations of culture. But before it can do so, each new
generation must pass through a stage of apprenticeship. It
appropriates existing culture and transforms it in its own way,
making it more or less different from that of the older generation.
But this appropriation is not, as yet, a new creation, that is, it is
not a creation of new cultural values, but only a premise for them.
To a certain degree, that which has been said may also be applied to
the destinies of the working masses which are rising towards
epoch-making creative work. One has only to add that before the
proletariat will have passed out of the stage of cultural
apprenticeship, it will have ceased to be a proletariat
Let
us also not forget that the upper layer of the bourgeois third estate
passed its cultural apprenticeship under the roof of feudal society;
that while still within the womb of feudal society it surpassed the
old ruling estates culturally and became the instigator of culture
before it came into power. It is different with the proletariat in
general and with the Russian proletariat in particular. The
proletariat is forced to take power before it has appropriated the
fundamental elements of bourgeois culture; it is forced to overthrow
bourgeois society by revolutionary violence for the very reason that
society does not allow it access to culture. The working class
strives to transform the state apparatus into a powerful pump for
quenching the cultural thirst of the masses. This is a task of
immeasurable historic importance. But, if one is not to use words
lightly, it is not as yet a creation of a special proletarian
culture. "Proletarian culture," "proletarian art,"
etc., in three cases out of ten are used uncritically to designate
the culture and the art of the coming communist society, in two cases
out of ten to designate the fact that special groups of the
proletariat are acquiring separate elements of pre-proletarian
culture, and finally, in five cases out of ten, it represents a
jumble of concepts and words out of which one can make neither head
nor tail.
Here
is a recent example, one of a hundred, where a slovenly, uncritical
and dangerous use of the term "proletarian culture” is made.
"The economic basis and its corresponding system of
superstructures," writes Sizov, "form the cultural
characteristics of an epoch (feudal, bourgeois or proletarian)."
Thus the epoch of proletarian culture is placed here on the same
plane as that of the bourgeois. But that which is here called the
proletarian epoch is only a brief transition from one social-cultural
system to another, from capitalism to socialism. The establishment of
the bourgeois regime was also preceded by a transitional epoch. But
the bourgeois revolution tried, successfully, to perpetuate the
domination of the bourgeoisie, while the proletarian revolution has
for its aim the liquidation of the proletariat as a class in as brief
a period as possible. The length of this period depends entirely upon
the success of the revolution. Is it not amazing that one can forget
this and place the proletarian cultural epoch on the same plane with
that of feudal and bourgeois culture?
But
if this
is so, does it follow that we have no proletarian science? Are we not
to say that the materialistic conception
of history and the Marxist criticism of political economy represent
invaluable scientific elements of a proletarian culture?
Of
course, the materialistic conception of history and the labor theory
of value have an immeasurable significance for the arming of the
proletariat as a class and for science in general. There is more true
science in the Communist
Manifesto
alone than in all the libraries of historical and
historico-philosophical compilations,’ speculations and
falsifications of the professors. But can one say that Marxism
represents a product of proletarian culture? And can one say that we
are already making use of Marxism, not in political battles only, but
in broad scientific tasks as well?
Marx
and Engels came out of the ranks of the petty bourgeois democracy
and, of course, were brought up on its culture and not on the culture
of the proletariat. If there had been no working class, with its
strikes, struggles, sufferings and revolts, there would, of course,
have been no scientific communism, because there would have been no
historical necessity for it. But its theory was formed entirely on
the basis of bourgeois culture, both scientific and political, though
it declared a fight to the finish upon that culture. Under the
pressure of capitalistic contradictions, the universalizing thought
of the bourgeois democracy, of its boldest, most honest, and most
farsighted representatives, rises to the heights of a marvelous
renunciation, armed with all the critical weapons of bourgeois
science. Such is the origin of Marxism.
The
proletariat found its weapon in Marxism not at once, and not fully
even to this day. Today this weapon serves political aims almost
primarily and exclusively. The broad realistic application and the
methodological development of dialectic materialism are still
entirely in the future. Only in a socialist society will Marxism
cease to be a one-sided weapon of political struggle and become a
means of scientific creation, a most important element and instrument
of spiritual culture.
All
science, in greater or lesser degree, unquestionably reflects the
tendencies of the ruling class. The more closely science attaches
itself to the practical tasks of conquering nature (physics,
chemistry, natural science in general), the greater is its non-class
and human contribution. The more deeply science is connected with the
social mechanism of exploitation (political economy), or the more
abstractly it generalizes the entire experience of mankind
(psychology, not in its experimental, physiological sense but in its
so-called philosophic sense), the more does it obey the class egotism
of the bourgeoisie and the less significant is its contribution to
the general sum of human knowledge. In the domain of the experimental
sciences, there exist different degrees of scientific integrity and
objectivity, depending upon the scope of the generalizations made. As
a general rule, the bourgeois tendencies have found a much freer
place for themselves in the higher spheres of methodological
philosophy, of Weltanschauung.
It is therefore necessary to dear the structure of science from the
bottom to the top, or, more correctly, from the top to the bottom,
because one has to begin from the upper stories.
But
it would be naive to think that the proletariat must revamp
critically all science inherited from the bourgeoisie before applying
it to socialist reconstruction. This is just the same as saying with
the utopian moralists: before building a new society, the proletariat
must rise to the heights of communist ethics. As a matter of fact,
the proletarian will reconstruct ethics as well as science radically,
but he will do so after he will have constructed a new society, even
though in the rough.
But
are we not traveling in a vicious circle? How is one to build a new
society with the aid of the old science and the old morals? Here we
must bring in a little dialectics, that very dialectics which we now
put so uneconomically into lyric poetry and into our office
bookkeeping and into our cabbage soup and into our porridge. In order
to begin work, the proletarian vanguard needs certain points of
departure, certain scientific methods which liberate the mind from
the ideologic yoke of the bourgeoisie; it is mastering these, in part
has already mastered them. It has tested its fundamental method in
many battles, under various conditions. But this is a long way from
proletarian science. A revolutionary class cannot stop its struggle
because the party has not yet decided whether it should or should not
accept the hypothesis of electrons and ions, the psychoanalytical
theory of Freud, the new mathematical discoveries of relativity, etc.
True, after it has conquered power, the proletariat will find a much
greater opportunity for mastering science and for revising it. This
is more easily said than done.
The
proletariat cannot postpone socialist reconstruction until the time
when its new scientists, many of whom are still running
about in short trousers, will test and dean all the instruments and
all the channels of knowledge. The proletariat rejects what is
clearly unnecessary, false and reactionary, and in the various fields
of its reconstruction makes use of the methods and conclusions of
present-day science, taking them necessarily with the percentage of
reactionary d ass-alloy which is contained in them. The practical
result will justify itself generally and on the whole, because such a
use when controlled by a socialist goal will gradually manage and
select the methods and conclusions of the theory. And by that time
there will have grown up scientists who are educated under the new
conditions. At any rate, the proletariat will have to carry its
socialist reconstruction to quite a high degree, that is, provide for
real material security and for the satisfaction of society culturally
before it will be able to carry out a general purification of science
from top to bottom. I do not mean to say by this anything against the
Marxist work of criticism, which many in small circles and in
seminars are trying to carry through in various fields. This work is
necessary and fruitful. It should be extended and deepened in every
way. But one has to maintain the Marxian sense of the measure of
things to count up the specific gravity of such experiments and
efforts today in relation to the general scale of our historic work.
Does
the foregoing exclude the possibility that even in the period of
revolutionary dictatorship, there might appear eminent scientists,
inventors, dramatists and poets out of the ranks of the proletariat?
Not in the least. But it would be extremely light-minded to give the
name of proletarian culture even to the most valuable achievements of
individual representatives of the working class. One cannot turn the
concept of culture into the small change of individual daily living
and determine the success of a class culture by the proletarian
passports of individual inventors or poets. Culture is the organic
sum of knowledge and capacity which characterizes the entire society,
or at least its ruling class. It embraces and penetrates all fields
of human work and unifies them into a system. Individual achievements
rise above this level and elevate it gradually.
Does
such an organic interrelation exist between our present-day
proletarian poetry and the cultural work of the working class in its
entirety? It is quite evident that it does not. Individual workers or
groups of workers are developing contacts with the art which was
created by the bourgeois intelligentsia and are making use of its
technique, for the time bong, in quite an eclectic manner. But is it
for the purpose of giving expression to their own internal
proletarian world? The fact is that it is far from being so. The work
of the proletarian poets lacks an organic quality, which is produced
only by a profound interaction between art and the development of
culture in general. We have the literary works of talented and gifted
proletarians, but that is not proletarian literature. However, they
may prove to be some of its springs.
It
is possible that in the work of the present generation many germs and
roots and springs will be revealed to which some future descendant
will trace the various sectors of the culture of the future, just as
our present-day historians of art trace the theater of Ibsen to the
church mystery, or impressionism and cubism to the paintings
of the monks. In the economy of art, as in the economy of nature,
nothing is lost, and everything is connected in the large. But
factually, concretely, vitally, the present-day work of the poets who
have sprung from the proletariat is not developing at fill in
accordance with the plan which is behind the process of preparing the
conditions of the future socialist culture, that is, the process of
elevating the masses. .…
Communist
Policy Toward Art
It
is untrue that revolutionary art can be created only by workers. Just
because the revolution is a working-class revolution, it releases —
to repeat what was said before — very little working-class energy
for art. During the French Revolution, the greatest works which,
directly or indirectly, reflected it, were created not by French
artists, but by German, English, and others. The French bourgeoisie,
which was directly concerned with making the revolution, could not
give up a sufficient quantity of its strength to re-create and to
perpetuate its imprint. This is still more true of the proletariat,
which, though it has culture in politics, has little culture in art.
The intelligentsia, aside from the advantages of its qualifications
in form, has also the odious privilege of holding a passive political
position, which is marked by a greater or lesser degree of hostility
or friendliness towards the October Revolution.
It
is not surprising, then, that this contemplative intelligentsia is
able to give, and does give, a better artistic reproduction of the
revolution than the proletariat which has made the revolution, though
the re-creations of the intelligentsia are somewhat off line. We know
very well the political limitations, the instability and the
unreliability of the fellow travelers. But if we should eliminate
Pilnyak, with his The
Naked Year,
the "Serapion Fraternity" with Vsevolod Ivanov, Tikhonov,
and Polonskaya, if we should eliminate Maïakovsky and Essenin, is
there anything that will remain for us but a few unpaid promissory
notes of a future proletarian literature? Especially as Demyan Bedny,
who cannot be counted among die fellow travelers and who, we hope,
cannot be eliminated from
revolutionary literature, cannot be related to proletarian literature
in the sense as defined by the manifesto of the Kuznitsa.
What will remain then?
Does
that mean that the party, quite in opposition to its nature, occupies
a purely eclectic position in the field of art? This argument, which
seems so crushing, is, in reality, extremely childish. The Marxian
method affords an opportunity to estimate the development of the new
art, to trace all its sources, to help the most progressive
tendencies by a critical illumination of the road, but it does not do
more than that. Art must make its own way and by its own means. The
Marxian methods are not the same as the artistic. The party leads the
proletariat but not the historic processes of history. There are
domains in which the party leads, directly and imperatively. There
are domains in which it only cooperates. There are, finally, domains
in which it only orients itself. The domain of art is not one in
which the party is called upon to command. It can and must protect
and help it, but it can only lead it indirectly. It can and must give
the additional credit of its confidence to various art groups, which
are striving sincerely to approach the revolution and so help an
artistic formulation of the revolution. And at any rate, the party
cannot and will not take the position of a literary circle which is
struggling and merely competing with other literary circles.
The
party stands guard over the historic interests of the working class
in its entirety. Because it prepares consciously and step by step the
ground for a new culture and therefore for a new art, it regards the
literary fellow travelers not as the competitors of the writers of
the working class, but as the real or potential helpers of the
working class in the big work of reconstruction. The party
understands the episodic character of the literary groups of a
transition period and estimates them, not from the point of view of
the class passports of the individual gentlemen literati, but from
the point of view of the place which these groups occupy and can
occupy in preparing a socialist culture. If it is not possible to
determine the place of any given group today, then the party as a
party will wait patiently and gracefully. Individual critics or
readers may sympathize with one group or another in advance. The
party, as a whole, protects the historic interests of the working
class and must be more objective and wise. Its caution must be
double-edged. If the party does not put its stamp of approval on the
Kuznitsa,
just because workers write for it, it does not, in advance, repel any
given literary group, even from the intelligentsia, insofar as such a
group tries to approach the revolution and tries to strengthen one of
its links — a link is always a weak point — between the city and
the village, or between the party member and the nonpartisan, or
between the intelligentsia and the workers.
Does
not such a policy mean, however, that the party is going to have an
unprotected flank on the side of art? This is a great exaggeration.
The party will repel the clearly poisonous, disintegrating tendencies
of art and will guide itself by its political standards. It is true,
however, that it is less protected on the flank of art than on the
political front. But is this not true of science also? What are the
metaphysicians of a purely proletarian science going to say about the
theory of relativity? Can it be reconciled with materialism, or can
it not? Has this question been decided? Where and when and by whom?
It is dear to anyone, even to the uninitiated, that the work of our
physiologist, Pavlov, is entirely along materialist lines. But what
is one to say about the psychoanalytic theory of Freud? Can it be
reconciled with materialism, as, for instance, Karl Radek thinks (and
I also), or is it hostile to it? The same question can be put to all
the new theories of atomic structure, etc., etc. It would be fine if
a scientist would come along who could grasp all these new
generalizations methodologically and introduce them into the
dialectic materialist conception of the world. He could thus, at the
same time, test the new theories and develop the dialectic method
deeper. But I am very much afraid that this work — which is not
like a newspaper or journalistic article, but a scientific and
philosophic landmark, just as the Origin
of Species
and Capital
— will not be created either today or tomorrow, or rather, if such
an epoch-making book were created today, it would risk remaining
uncut until the time when the proletariat will be able to lay aside
its arms.
But
does not the work of culture-bearing, that is, the work of acquiring
the ABC of pre-proletarian culture, presuppose criticism, selection
and a class standard? Of course it does. But the standard is a
political one and not an abstract cultural one. The political
standard coincides with the cultural one only in the broad sense that
the revolution creates conditions for a new culture. But this does
not mean that such a coinciding is secured in every given case. If
the revolution has the right to destroy bridges and art monuments
whenever necessary, it will stop still less from laying its hand on
any tendency in art which, no matter how great its achievement in
form, threatens to disintegrate the revolutionary environment or to
arouse the internal forces of the revolution, that is, the
proletariat, the peasantry and the intelligentsia, to a hostile
opposition to one another. Our standard is, clearly, political,
imperative and intolerant. But for this very reason, it must define
the limits of its activity clearly. For a more precise expression of
my meaning, I will say: we ought to have a watchful revolutionary
censorship, and a broad and flexible policy in the field of art, free
from petty partisan maliciousness. .…
When
the futurists propose to throw overboard the old literature of
individualism, not only because it has become antiquated in form, but
because it contradicts the collectivist nature of the proletariat,
they reveal a very inadequate understanding of the dialectic nature
of the contradiction between individualism and collectivism. There
are no abstract truths. There are different kinds of individualism.
Because of too much individualism, a section of the prerevolutionary
intelligentsia threw itself into mysticism, but another section moved
along the chaotic lines of futurism and, caught by the revolution —
to their honor be it said — came nearer to the proletariat. But
when they who came nearer because their teeth were set on edge by
individualism carry their feeling over to the proletariat, they show
themselves guilty of egocentrism, that is, of extreme individualism.
The trouble is that the average proletarian is lacking in this very
quality. In the mass, proletarian individuality has not been
sufficiently formed and differentiated.
It
is just such heightening of the objective quality and the subjective
consciousness of individuality that is the most valuable contribution
of the cultural advance at the threshold of which we stand today. It
is childish to think that bourgeois belles
lettres
can make a breach in class solidarity. What the worker will take from
Shakespeare, Goethe, Pushkin, or Dostoyevsky will be a more complex
idea of human personality, of its passions and feelings, a deeper and
profounder understanding of its psychic forces and of the role of the
subconscious, etc. In the final analysis, the worker will become
richer. At the beginning, Gorky was imbued with the romantic
individual' ism of the tramp. Nevertheless, he fed the early spring
revolutionism of the proletariat on the eve of 1905, because he
helped to awaken individuality in that class in which individuality,
once awakened, seeks contact with other awakened individualities. The
proletariat is in need of artistic food and education, but that does
not mean to say that the proletariat is mere clay which artists,
those that have gone and those that are still to come, can fashion in
their own image and in their own likeness.
Though
the proletariat is spiritually, and therefore, artistically, very
sensitive, it is uneducated aesthetically. It is hardly reasonable to
think that it can simply begin at the point where the bourgeois
intelligentsia left off on the eve of the catastrophe. Just as an
individual passes biologically and psychologically through the
history of the race and, to some extent, of the entire animal world
in his development horn the embryo, so, to a certain extent, must the
overwhelming majority of a new class which has only recently come out
of prehistoric life, pass through the entire history of artistic
culture. This class cannot begin the construction of a new culture
without absorbing and assimilating the elements of the old cultures.
This does not mean in the least that it is necessary to go through
step by step, slowly and systematically, the entire past history of
art Insofar as It concerns a social class and not a biologic
individual, the process of absorption and transformation has a freer
and more conscious character. But a new class cannot move forward
without regard to the most important landmarks of the past. .…
Revolutionary
and Socialist Art
There
is no revolutionary art as yet. There are the elements of this art,
there are hints and attempts at it, and, what is most important,
there is the revolutionary man, who is forming the new generation in
his own image and who is more and more in need of this art. How long
will it take for such art to reveal itself clearly? It is difficult
even to guess, because the process is intangible and incalculable,
and we are limited to guesswork even when we try to time more
tangible social processes. But why should not this art, at least its
first big wave, come soon as the expression of the art of the young
generation which was born in the revolution and which carries it on?
Revolutionary
art which inevitably reflects all the contradictions of a
revolutionary social system, should not be confused with socialist
art for which no basis has as yet been made. On the other hand, one
must not forget that socialist art will grow out of the art of this
transition period.
In
insisting on such a distinction, we are not at all guided by a
pedantic consideration of an abstract program. Not for nothing did
Engels speak of the socialist revolution as a leap from the kingdom
of necessity to the kingdom of freedom. The revolution itself is not
as yet the kingdom of freedom. On the contrary, it is developing the
features of "necessity" to the greatest degree. Socialism
will abolish class antagonisms, as well as classes, but the
revolution carries the class struggle to its highest tension. During
the period of revolution, only that literature which promotes the
consolidation of the workers in their struggle against the exploiters
is necessary and progressive. Revolutionary literature cannot but be
imbued with a spirit of social hatred, which is a creative historic
factor in an epoch of proletarian dictatorship. Under socialism,
solidarity will be the basis of society. Literature and art will be
tuned to a different key. All the emotions which we revolutionists,
at the present time, feel apprehensive of naming — so much have
they been worn thin by hypocrites and vulgarians — such as
disinterested friendship, love for one's neighbor, sympathy, will be
the mighty ringing chords of socialist poetry.
However,
does not an excess of solidarity, as the Nietzscheans fear, threaten
to degenerate man into a sentimental, passive, herd animal? Not at
all. The powerful force of competition which, in bourgeois society,
has the character of market competition, will not disappear in a
socialist society, but, to use the language of psychoanalysis, will
be sublimated, that is, will assume a higher and more fertile form.
There will be the struggle for one's opinion, for one's project, for
one's taste. In the measure in which political struggles will be
eliminated — and in a society where there will be no classes, there
will be no such struggles — the liberated passions will be
channelized into technique, into construction which also includes
art. Art then will become more general, will mature, will become
tempered, and will become the most perfect method of the progressive
building of life in every field. It will not be merely "pretty"
without relation to anything else.
All
forms of life, such as the cultivation of land, the planning of human
habitations, the building of theaters, the methods of socially
educating children, the solution of scientific problems, the creation
of new styles, will vitally engross all and everybody. People will
divide into "parties" over the question of a new gigantic
canal, or the distribution of oases in the Sahara (such a question
will exist too), over the regulation of the weather and the climate,
over a new theater, over chemical hypotheses, over two competing
tendencies in music, and over a best system of sports. Such parties
will not be poisoned by the greed of class or caste. All will be
equally interested in the success of the whole. The struggle will
have a purely ideologic character. It will have no running after
profits, it will have nothing mean, no betrayals, no bribery, none of
the things that form the soul of "competition" in a society
divided into classes. But this will in no way hinder the struggle
from being absorbing, dramatic and passionate.
And
as all problems in a socialist society — the problems of life which
formerly were solved spontaneously and automatically, and the
problems of art which were in the custody of special priestly castes
— will become the property of all people, one can say with
certainty that collective interests and passions and individual
competition will have the widest scope and the most unlimited
opportunity. Art, therefore, will not suffer the lack of any such
explosions of collective, nervous energy, and of such collective
psychic impulses which make for the creation of new artistic
tendencies and for changes in style. It will be the aesthetic schools
around which "parties" will collect, that is, associations
of temperaments, of tastes and of moods. In a struggle so
disinterested and tense, which will take place in a culture whose
foundations are steadily rising, the human personality, with its
invaluable basic trait of continual discontent, will grow and become
polished at all its points. In truth, we have no reason to fear that
there will be a decline of individuality or an impoverishment of art
in a socialist society. …